-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AjXS1UFVaNcMeloVU4GqO05kQkbtJd+Z6D7lQM6NvX0mkAtEp0OXI7a5QzYkFL+9 670QHVgPHcjXETTccZvo4g== 0001004304-98-000002.txt : 19980324 0001004304-98-000002.hdr.sgml : 19980324 ACCESSION NUMBER: 0001004304-98-000002 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980323 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HALSEY DRUG CO INC/NEW CENTRAL INDEX KEY: 0000786947 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 110853640 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-38110 FILM NUMBER: 98571228 BUSINESS ADDRESS: STREET 1: 1827 PACIFIC ST CITY: BROOKLYN STATE: NY ZIP: 11233 BUSINESS PHONE: 7184677500 MAIL ADDRESS: STREET 2: 1827 PACIFIC ST CITY: BROOKLYN STATE: NY ZIP: 11233 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ADAMS DENNIS L CENTRAL INDEX KEY: 0001004304 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 171363284 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 120 KYNLYN ROAD CITY: RADNOR STATE: PA ZIP: 19087 MAIL ADDRESS: STREET 2: 2005 MARKET ST. 40TH ONE COMMERCE SQ. CITY: PHILA STATE: PA ZIP: 19103 SC 13G 1 13G FORM SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Name of Issuer: Halsey Drug Co., Inc. Title of Class of Securities: Common CUSIP No.: 406369108 Check the following box if a fee is being paid with this statement ( ). (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities,and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities and Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) NOTE: Amounts reported on this cover page are included in the totals reported on the first cover page. Cusip No: 406369108 13G 1. NAME OF REPORTING PERSON S.S. OR I.R.S IDENTIFICATION NO OF ABOVE PERSON: Dennis L. Adams 171 36 3284 ================================================================ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*: a. ( ) b. ( x ) ================================================================ 3. SEC. USE ONLY: ================================================================ 4. CITIZENSHIP OF PLACE OF ORGANIZATION: United States of America ================================================================ 5. NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH SOLE VOTING POWER: 1908364 ================================================================= 6. NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH SHARED VOTING POWER: 0 ================================================================= 7. NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH SOLE DISPOSITIVE POWER: 1908364 ================================================================= 8. NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH SHARED DISPOSITIVE POWER: 0 ================================================================= 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 1908364 ================================================================== 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*: ( ) ================================================================== 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 12.44% ================================================================== 12. TYPE OF REPORTING PERSON*: IN ================================================================== SCHEDULE 13G Item 1(a) Name of Issuer: Halsey Drug Co.,Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 1827 Pacific Street Brokklyn, Ny 11233 =================================================================== Item 2(a) Name of Person Filing Dennis L. Adams Item 2(b) Address of Principal Business Office or, if none, Residence: 2005 Market Street, Philadephia PA 19103 Item 2(c) Citizenship: United States of America Item 2(d) Title of Class of Securities: Common Item 2(e) CUSIP Number: 406369108 =================================================================== Item 3 If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: a ( ) Broker or dealer registered under Section 15 of the Act b ( ) Bank as defined in Section 3(a)(6) of the Act c ( ) Insurance company as defined in Section 3(a)(19) of the Act d ( ) Investment company registered under Section 8 of the Investment Company Act e ( ) Investment adviser registered under Section 203 of the Investment Advisers Act of 1940 f ( ) Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see 240.13d-1(b)(1)(ii)(F) g ( ) Parent Holding Company, in accordance with 240.13d-1(b)(ii)(G) (Note: See Item 7) h ( ) Savings Association as defines in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813) i ( ) Church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Unvestment Company Act of 1940 (15 U.S.C. 80a-3) j ( x ) Group, in accordance with 240.13d-1(b)(1)(ii)(J). If this statement is files pursuant to 240.13d-1(c), check this box. (x) See Exhibit A ====================================================================== Item 4 Ownership If the percent of the class owned, as of December 31 of the year covered by the statement, or as of the last day of any month described in Rule 13d-1(b)(2), if applicable, exceeds five percent, provide the following information as of that date and identify those shares which there is a right to acquire: (a) Amount Beneficially Owned: 892000 (b) Percent of Class: 6.36 (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 892000 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 892000 (iv) Shared power to dispose or to direct the dispositon of: 0 Instruction: For computations regarding securities which represent a right to acquire an underlying security see Rule 13d-3(d)(1). ==================================================================== Item 5 Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ( ). Instruction: Dissolution of a group requires a response to this item. =================================================================== Item 6 Ownership of More than Five Percent on Behalf of Another Person: If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item, and if such interest relates to more than five percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required. ====================================================================== Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported By the Parent Holding Company. If a parent holding company has filed this schedule, pursuant to Rule 13d-1(b)(ii)(G) so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company has filed this schedule pursuant to Rule 13d-1(c), attach an exhibit stating the identification of the relevant subsidiary. ===================================================================== Item 8 Identification and Classification of the Group If a group has filed this schedule pursuant to Rule 13d(b)(ii)(H), so indicate under Item 3(h) and attach an exhibit stating the identity and Item 3 classification of each member of the group. If a group has filed this schedule pursuant to Rule 13d-1(c), attach an exhibit stating identity of each member of the group. See Agreement to File Joint Acquisition Statements attached ===================================================================== Item 9 Notice of Dissolution of Group N/A Notice of dissolution of a group may be furnished as an exhibit stating the date of the dissolution and that all further filings with respect to transactions in the security reported on will be filed, if required, by members of the group, in their individual capacity. See Item 5. ==================================================================== Item 10 Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. Signature /s/ Dennis L. Adams After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date 03/23/1998 Signature /s/ Dennis L. Adams Name/Title Dennis L. Adams/Vice President EXHIBIT A Item 3(j) members of the group include: Dennis L. Adams SSN# 171 36 3284 Michael M. Weisbrot SSN# 071 40 0007 Patrick P. Coyne SSN# 162 58 0829 ATTEST DELAWARE GROUP OF FUNDS /s/ George M. Chamberlain, Jr. /s/ Wayne A. Stork -----END PRIVACY-ENHANCED MESSAGE-----